Compliance Officer

About this role

Compliance Team | Singapore 

Key Responsibilities

• Develop and enhance the firm’s compliance framework, ensuring it aligns with both current regulatory demands and best practices.

• Develop, implement, and maintain the trade surveillance program to detect and prevent market abuse, insider trading, and other forms of misconduct.

• Manage the compliance aspects of MNPI, ensuring all employees understand and adhere to relevant policies and procedures.

• Oversee and manage PA trading policies, ensuring compliance with internal guidelines and external regulatory requirements.

• Supervise and refine the firm’s AML and KYC processes, ensuring all client relationships comply with global regulatory standards.

• Conduct periodic reviews and updates of compliance policies and procedures to reflect changes in laws, regulations, and market conditions.

• Provide compliance advisory services across all levels of the firm, acting as a trusted advisor on compliance issues and new regulatory developments.

• Develop and lead training sessions for staff on compliance matters, enhancing the compliance culture within the firm.

• Prepare and present compliance reports to senior management and regulatory bodies as required.

• Liaise with external regulators and advisors to ensure the firm’s compliance strategies are robust and effective.

Qualifications

• Min 10 years of experience in compliance within a hedge fund or other fund management companies

• Deep understanding of financial markets, trading strategies, and the regulatory environment.

• Strong analytical skills and attention to detail, with the ability to identify and investigate suspicious activities effectively.

• Extensive knowledge of trading systems, financial regulations, and compliance practices related to trade surveillance, AML/KYC, and MNPI management.

• Strong ethical standards and professionalism, with excellent communication and interpersonal skills. An ability to influence and engage at all levels of the organization